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Regulation

Joint guidelines of the European banking authority (EBA) and the European securities and markets authority (ESMA) on the assessment of the suitability of members of the management body and key function holders (eba/gl/2017/12)

Relevant on July 26, 2018

Requirements for stress test scenarios under article 28 of the european money market fund regulation

Relevant on July 21, 2018

AMF Position DOC-2018-05 includes the ESMA guidelines for stress test scenarios on money market funds.

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Prudential assessment of acquisitions and increases of qualifying holdings in the financial sector

Relevant on May 9, 2018

AMF position DOC-2017-10 aims to incorporate the European supervisory authorities' joint guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in asset management companies into the AMF's regulatory practices.

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Q&A on changes in the ownership structure of asset management companies

Relevant on May 9, 2018

Position-recommendation DOC-2009-24 provides clarifications on the scope and notification procedure for changes in the ownership structure of asset management companies (particularly including the content of the documentation to be transmitted to the AMF and the people responsible for notification).

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Authorisation procedure for investment firms acting as a UCITS depositary – Review procedure for the performance specifications of other UCITS and AIF depositaries

Relevant on May 9, 2018

Instruction DOC-2016-01 spells out the methods and procedures used to authorise UCITS depositaries with the status of investment firm, and the contents of their programme of activity; it also specifies the content of the performance specifications for credit institutions and branches of credit institutions acting as UCITS depositaries, guidelines for their submission to the AMF, and the AMF authorisation process for the performance specifications. The document also details the content and submission process for AIF depositaries’ performance specifications.

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Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02